Personnel Hong Kong SFC License Details (ID 2018004)

Personnel Hong Kong SFC License Details (ID 2018004)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCBI Asset Management Limited	RO	Advising on securities	2018-10-16	2018-12-18
	RO	Asset management	2018-10-16	2018-12-18
DATANG FINANCIAL HOLDING CO., LIMITED	RO	Advising on securities	2017-10-24	2017-12-15
	RO	Asset management	2017-10-24	2017-12-15
	Rep	Advising on securities	2017-02-01	2017-10-24
	Rep	Asset management	2017-02-01	2017-10-24
W. Falcon Asset Management (Asia) Limited	Rep	Advising on securities	2014-08-15	2016-06-22
	Rep	Asset management	2014-08-15	2016-06-22
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2013-02-04	2014-03-01
	Rep	Asset management	2013-02-04	2014-03-01