Personnel Hong Kong SFC License Details (ID 2019657)

Personnel Hong Kong SFC License Details (ID 2019657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on securities	2017-04-10	2017-09-11
	RO	Dealing in securities	2017-04-10	2017-09-11
	Rep	Advising on securities	2014-01-02	2017-04-10
	Rep	Dealing in securities	2014-01-02	2017-04-10
	Rep	Advising on securities	2013-12-02	2013-12-06
	Rep	Dealing in securities	2013-12-02	2013-12-06
	Rep	Advising on securities	2013-07-25	2013-07-26
	Rep	Dealing in securities	2013-07-25	2013-07-26
	Rep	Advising on securities	2013-06-11	2013-06-14
	Rep	Dealing in securities	2013-06-11	2013-06-14
	Rep	Advising on securities	2013-02-06	2013-02-07
	Rep	Dealing in securities	2013-02-06	2013-02-07