Personnel Hong Kong SFC License Details (ID 2022369)

Personnel Hong Kong SFC License Details (ID 2022369)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunfund Capital Limited	Rep	Advising on corporate finance	2019-09-13	2020-03-27
MESSIS CAPITAL LIMITED	Rep	Advising on corporate finance	2016-03-21	2019-08-29
	Rep	Dealing in securities	2016-03-21	2019-08-29
OnePlatform Asset Management Limited	Rep	Dealing in securities	2014-12-10	2015-11-23
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2013-09-05	2014-09-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2013-02-18	2014-09-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-02-18	2014-09-13