Personnel Hong Kong SFC License Details (ID 2022794)

Personnel Hong Kong SFC License Details (ID 2022794)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-03-07	2014-04-11
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2014-01-15	2014-04-11
	Rep	Dealing in securities	2014-01-15	2014-04-11
Delta Asia Wealth Management Limited	Rep	Asset management	2014-01-15	2014-04-11
CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2013-02-19	2013-10-01
	Rep	Asset management	2013-02-19	2013-10-01
	Rep	Dealing in securities	2013-02-19	2013-10-01