Personnel Hong Kong SFC License Details (ID 2023163)

Personnel Hong Kong SFC License Details (ID 2023163)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	Rep	Dealing in securities	2020-03-03	2020-12-01
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2017-11-29	2018-02-05
	Rep	Dealing in futures contracts	2017-11-29	2018-02-05
	Rep	Dealing in securities	2017-11-29	2018-02-05
NATIXIS ASIA LIMITED	Rep	Advising on securities	2014-07-10	2015-09-25
	Rep	Dealing in securities	2014-07-10	2015-09-25
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-03-03	2014-03-29
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-02-20	2013-03-28
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-02-20	2013-03-28