Personnel SFC Licences and HKMA Registrations (ID 2023530)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2025-12-15	-
	Rep	Asset management	2025-12-15	-
	Rep	Dealing in securities	2025-12-15	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-03	2014-06-09
	Rep	Dealing in securities	2013-02-21	2014-06-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-02-21	2013-08-31
	Rep	Dealing in securities	2013-02-21	2013-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.