Personnel SFC Licences and HKMA Registrations (ID 2023541)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLY CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2019-02-08	-
	RO	Asset management	2019-02-08	-
	RO	Dealing in securities	2019-02-08	-
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2017-06-16	2018-05-31
	RO	Asset management	2017-06-16	2018-05-31
	RO	Dealing in securities	2017-06-16	2018-05-31
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2017-02-22	2017-05-08
	Rep	Dealing in securities	2017-02-22	2017-05-08
iFAST Financial (HK) Limited	Rep	Advising on securities	2016-01-18	2016-09-04
	Rep	Dealing in securities	2016-01-18	2016-09-04
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2016-01-18	2016-09-04
	Rep	Dealing in securities	2016-01-18	2016-09-04
Leading Securities Company Limited	RO	Advising on securities	2014-11-12	2015-05-04
	RO	Dealing in securities	2014-11-12	2015-05-04
	Rep	Asset management	2014-06-12	2015-01-22
	Rep	Advising on securities	2013-02-21	2014-11-12
	Rep	Dealing in securities	2013-02-21	2014-11-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.