Personnel Hong Kong SFC License Details (ID 2023946)

Personnel Hong Kong SFC License Details (ID 2023946)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2023-11-20	-
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-07-18	2023-07-19
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2016-04-19	2016-04-20
	Rep	Dealing in securities	2016-04-19	2016-04-20
	Rep	Advising on securities	2015-10-13	2015-10-15
	Rep	Dealing in securities	2015-10-13	2015-10-15
	Rep	Advising on securities	2015-04-09	2015-04-10
	Rep	Dealing in securities	2015-04-09	2015-04-10
	Rep	Advising on securities	2014-10-21	2014-10-22
	Rep	Dealing in securities	2014-10-21	2014-10-22
	Rep	Advising on securities	2014-02-17	2014-02-18
	Rep	Dealing in securities	2014-02-17	2014-02-18
	Rep	Advising on securities	2013-09-06	2013-09-06
	Rep	Dealing in securities	2013-09-06	2013-09-06
	Rep	Advising on securities	2013-02-22	2013-02-23
	Rep	Dealing in securities	2013-02-22	2013-02-23