Personnel Hong Kong SFC License Details (ID 2026845)

Personnel Hong Kong SFC License Details (ID 2026845)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Universal Asset Management (Hong Kong) Company Limited	Rep	Dealing in securities	2021-03-01	-
	Rep	Advising on securities	2021-02-09	-
	Rep	Asset management	2021-02-09	-
CHINA EAGLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-07-06	2021-01-28
	RO	Asset management	2020-07-06	2021-01-28
	Rep	Advising on securities	2020-05-15	2020-07-06
	Rep	Asset management	2020-05-15	2020-07-06
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2016-04-07	2018-12-21
	Rep	Asset management	2016-04-07	2018-12-21
	Rep	Dealing in securities	2016-04-07	2018-12-21
China Orient International Asset Management Limited	Rep	Advising on securities	2013-03-01	2015-03-15
	Rep	Asset management	2013-03-01	2015-03-15