| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hong Tai Securities Limited | RO | Advising on securities | 2018-07-26 | - |
| RO | Asset management | 2017-08-04 | - | |
| RO | Dealing in securities | 2017-08-04 | - | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-24 | 2016-12-01 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2013-03-01 | 2016-12-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-03-01 | 2016-12-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-03-01 | 2016-12-01 |
No HKMA registrations in the collected records.