Personnel Hong Kong SFC License Details (ID 2026920)

Personnel Hong Kong SFC License Details (ID 2026920)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2019-12-20	-
	Rep	Dealing in securities	2019-12-20	-
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2019-01-01	2019-11-14
	Rep	Asset management	2019-01-01	2019-11-14
	Rep	Dealing in securities	2019-01-01	2019-11-14
	Rep	Advising on securities	2014-03-27	2018-12-31
	Rep	Asset management	2014-03-27	2018-12-31
	Rep	Dealing in securities	2014-03-27	2018-12-31
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-03-04	2014-03-14
	Rep	Asset management	2013-03-04	2014-03-14
	Rep	Dealing in securities	2013-03-04	2014-03-14
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2013-03-04	2014-03-14
	Rep	Asset management	2013-03-04	2014-03-14
	Rep	Dealing in securities	2013-03-04	2014-03-14