| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2021-09-02 | - |
| Rep | Advising on corporate finance | 2021-08-04 | - | |
| Rep | Dealing in securities | 2021-08-04 | - | |
| SPDB International Capital Limited | Rep | Advising on corporate finance | 2018-12-04 | 2021-07-03 |
| Rep | Dealing in securities | 2018-11-22 | 2021-07-03 | |
| oOo Securities (HK) Group Limited | RO | Advising on corporate finance | 2018-01-23 | 2018-05-21 |
| Rep | Advising on corporate finance | 2017-11-03 | 2018-01-23 | |
| Rep | Advising on securities | 2017-11-03 | 2018-05-21 | |
| Rep | Dealing in securities | 2017-11-03 | 2018-05-21 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-03-04 | 2017-09-19 |
No HKMA registrations in the collected records.