Personnel Hong Kong SFC License Details (ID 2026923)

Personnel Hong Kong SFC License Details (ID 2026923)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	Rep	Advising on securities	2021-09-02	-
	Rep	Advising on corporate finance	2021-08-04	-
	Rep	Dealing in securities	2021-08-04	-
SPDB International Capital Limited	Rep	Advising on corporate finance	2018-12-04	2021-07-03
	Rep	Dealing in securities	2018-11-22	2021-07-03
oOo Securities (HK) Group Limited	RO	Advising on corporate finance	2018-01-23	2018-05-21
	Rep	Advising on corporate finance	2017-11-03	2018-01-23
	Rep	Advising on securities	2017-11-03	2018-05-21
	Rep	Dealing in securities	2017-11-03	2018-05-21
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2013-03-04	2017-09-19