| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | RO | Dealing in futures contracts | 2014-08-27 | 2014-12-31 |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2014-08-27 | 2014-12-31 |
| RO | Dealing in securities | 2014-08-27 | 2014-12-31 | |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2013-03-04 | 2014-08-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-03-04 | 2014-08-27 |
| Rep | Dealing in securities | 2013-03-04 | 2014-08-27 |