Personnel SFC Licences and HKMA Registrations (ID 2026942)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2025-06-04	-
	Rep	Asset management	2025-06-04	-
	Rep	Dealing in securities	2015-11-05	-
Rich Union Securities (H.K.) Limited	Rep	Dealing in securities	2013-03-04	2015-10-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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