Personnel SFC Licences and HKMA Registrations (ID 20278609)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2022-07-25	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2018-07-19	2022-06-17
	Rep	Dealing in securities	2018-07-19	2022-06-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.