Personnel Hong Kong SFC License Details (ID 2028248)

Personnel Hong Kong SFC License Details (ID 2028248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Advising on securities	2026-08-03	-
	RO	Dealing in securities	2026-08-03	-
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2025-12-24	-
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Advising on securities	2025-12-24	2026-08-02
	RO	Dealing in securities	2025-12-24	2026-08-02
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2025-12-04	-
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2025-12-04	2025-12-24
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2025-12-04	2025-12-24
	Rep	Dealing in securities	2025-12-04	2025-12-24
	Rep	Advising on securities	2023-11-13	2024-07-05
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2021-07-12	2024-07-05
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2021-05-24	2024-07-05
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2021-05-24	2024-07-05
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2021-05-24	2023-09-01
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-03-05	2013-10-19