Lee, Chi Kin (SFC:BAX162) 李志建
SFC ID:BAX162
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2026-11-02 | - |
| RO | Dealing in futures contracts | 2026-11-02 | - | |
| RO | Dealing in securities | 2026-11-02 | - | |
| Rep | Leveraged foreign exchange trading | 2026-11-02 | - | |
| RO | Advising on securities | 2026-08-03 | 2026-11-01 | |
| RO | Dealing in securities | 2026-08-03 | 2026-11-01 | |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2025-12-24 | 2026-11-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2025-12-24 | 2026-08-02 |
| RO | Dealing in securities | 2025-12-24 | 2026-08-02 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2025-12-04 | 2026-11-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2025-12-04 | 2025-12-24 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2025-12-04 | 2025-12-24 |
| Rep | Dealing in securities | 2025-12-04 | 2025-12-24 | |
| Rep | Advising on securities | 2023-11-13 | 2024-07-05 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2021-07-12 | 2024-07-05 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2021-05-24 | 2024-07-05 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2021-05-24 | 2024-07-05 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2021-05-24 | 2023-09-01 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-03-05 | 2013-10-19 |
No HKMA registrations in the collected records.