Personnel SFC Licences and HKMA Registrations (ID 20286472)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ares Management Asia (Hong Kong) Limited	Rep	Dealing in securities	2026-03-05	-
Apollo Management Asia Pacific Limited	Rep	Advising on securities	2024-02-26	2026-02-28
	Rep	Dealing in securities	2024-02-26	2026-02-28
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-08-04	2024-02-02
	Rep	Dealing in securities	2021-08-04	2024-02-02
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-07-19	2021-07-18
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-07-19	2021-07-18
	Rep	Dealing in securities	2018-07-19	2021-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.