Personnel Hong Kong SFC License Details (ID 2029859)

Personnel Hong Kong SFC License Details (ID 2029859)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldstream Capital Management Limited	RO	Advising on securities	2023-05-11	-
	RO	Asset management	2023-05-11	-
Goldstream Securities Limited	RO	Dealing in securities	2023-05-11	-
Goldstream Capital Management Limited	Rep	Advising on securities	2017-04-19	2023-05-11
	Rep	Asset management	2017-04-19	2023-05-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2013-03-07	2016-10-06
	Rep	Dealing in securities	2013-03-07	2016-10-06
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-03-07	2016-10-06