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Tan, Nicholas Chye Seng (1973) Hong Kong SFC License Details (ID 20308)
Tan, Nicholas Chye Seng (1973)
SFC ID:
AGP551
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on corporate finance
-
2004-05-31
Rep
Advising on securities
-
2004-05-31
Rep
Asset management
-
2004-05-31