Personnel Hong Kong SFC License Details (ID 2031699)

Personnel Hong Kong SFC License Details (ID 2031699)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED	Rep	Asset management	2021-09-20	2023-05-17
	RO	Dealing in securities	2020-07-02	2023-05-17
Yellow River Securities Limited	RO	Dealing in securities	2017-06-01	2020-07-01
KOALA SECURITIES LIMITED	Rep	Dealing in securities	2015-12-07	2017-05-31
CNI Securities Group Limited	Rep	Advising on securities	2014-12-29	2015-12-01
	Rep	Dealing in securities	2013-06-11	2015-12-01
Rifa Securities Limited	Rep	Dealing in securities	2013-03-11	2013-05-30