Personnel Hong Kong SFC License Details (ID 2032500)

Personnel Hong Kong SFC License Details (ID 2032500)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	RO	Asset management	2024-09-19	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	RO	Advising on futures contracts	2024-09-19	-
	RO	Dealing in futures contracts	2024-09-19	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on securities	2024-09-19	-
	RO	Dealing in securities	2024-09-19	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2022-12-05	2024-09-19
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Advising on futures contracts	2022-12-05	2024-09-19
	Rep	Dealing in futures contracts	2021-12-15	2024-09-19
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-12-15	2024-09-19
	Rep	Dealing in securities	2021-12-15	2024-09-19
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2018-12-04	2020-05-14
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2018-12-04	2020-05-14
	Rep	Dealing in securities	2018-12-04	2020-05-14
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2013-03-12	2015-06-26
	Rep	Dealing in futures contracts	2013-03-12	2015-06-26
	Rep	Dealing in securities	2013-03-12	2015-06-26