| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2024-09-19 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | Advising on futures contracts | 2024-09-19 | - |
| RO | Dealing in futures contracts | 2024-09-19 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on securities | 2024-09-19 | - |
| RO | Dealing in securities | 2024-09-19 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-12-05 | 2024-09-19 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Advising on futures contracts | 2022-12-05 | 2024-09-19 |
| Rep | Dealing in futures contracts | 2021-12-15 | 2024-09-19 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-12-15 | 2024-09-19 |
| Rep | Dealing in securities | 2021-12-15 | 2024-09-19 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-04 | 2020-05-14 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2018-12-04 | 2020-05-14 |
| Rep | Dealing in securities | 2018-12-04 | 2020-05-14 | |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2013-03-12 | 2015-06-26 |
| Rep | Dealing in futures contracts | 2013-03-12 | 2015-06-26 | |
| Rep | Dealing in securities | 2013-03-12 | 2015-06-26 |
No HKMA registrations in the collected records.