Personnel Hong Kong SFC License Details (ID 2033285)

Personnel Hong Kong SFC License Details (ID 2033285)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2017-02-10	2017-02-13
	Rep	Dealing in securities	2017-02-10	2017-02-13
	Rep	Advising on securities	2014-11-18	2014-11-19
	Rep	Dealing in securities	2014-11-18	2014-11-19
	Rep	Advising on securities	2014-03-31	2014-04-04
	Rep	Dealing in securities	2014-03-31	2014-04-04
	Rep	Advising on securities	2013-11-20	2013-11-20
	Rep	Dealing in securities	2013-11-20	2013-11-20
	Rep	Advising on securities	2013-03-13	2013-03-15
	Rep	Dealing in securities	2013-03-13	2013-03-15