Personnel Hong Kong SFC License Details (ID 2035292)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Futures (HK) Limited	RO	Dealing in futures contracts	2016-09-15	2017-09-29
CITIC Securities Brokerage (HK) Limited	RO	Advising on securities	2014-07-30	2017-09-29
	RO	Dealing in securities	2013-07-16	2017-09-29
	Rep	Dealing in securities	2013-03-18	2013-07-16
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2013-03-18	2016-09-15