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Barclay, Nicola Susan Hong Kong SFC License Details (ID 2035296)
Barclay, Nicola Susan
SFC ID:
BAW612
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ST. JAMES'S PLACE (HONG KONG) LIMITED
Rep
Advising on securities
2013-03-18
2015-12-02
Rep
Dealing in securities
2013-03-18
2015-12-02