Personnel Hong Kong SFC License Details (ID 2035304)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackWing Asset Management Co., Limited	RO	Asset management	2026-08-18	-
	RO	Dealing in securities	2026-08-18	-
	Rep	Asset management	2026-07-31	2026-08-18
	Rep	Dealing in securities	2026-07-31	2026-08-18
Tenbase Securities Limited	Rep	Dealing in securities	2025-10-30	2026-06-26
TEN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-04-15	2026-06-26
	RO	Asset management	2020-10-14	2026-06-26
	Rep	Asset management	2020-08-05	2020-10-14
Crescendo Greater China Limited	RO	Asset management	2019-02-15	2020-06-16
SBI China Capital Asset Management Limited	Rep	Asset management	2018-07-09	2019-01-31
SBI China Capital Financial Services Limited	Rep	Advising on securities	2018-07-09	2019-01-31
	Rep	Dealing in securities	2018-07-09	2019-01-31
China Enterprise Securities Company Limited	RO	Asset management	2017-09-07	2017-10-31
	Rep	Asset management	2017-06-30	2017-09-07
	Rep	Advising on securities	2017-06-30	2017-10-31
	Rep	Dealing in securities	2017-06-30	2017-10-31
Axis Capital Management Limited	Rep	Advising on securities	2015-08-03	2017-04-17
	Rep	Asset management	2015-08-03	2017-04-17
CHINA SYSTEM SECURITIES LIMITED	Rep	Dealing in securities	2015-01-02	2015-04-01
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Asset management	2013-03-18	2013-06-01