Personnel SFC Licences and HKMA Registrations (ID 2037153)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LOMBARD ODIER (HONG KONG) LIMITED	RO	Advising on securities	2018-01-16	-
	RO	Dealing in securities	2018-01-16	-
	Rep	Advising on securities	2015-04-24	2018-01-16
	Rep	Dealing in securities	2015-04-24	2018-01-16
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-21	2015-03-31
	Rep	Dealing in securities	2013-03-19	2015-03-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-03-19	2013-08-31
	Rep	Dealing in securities	2013-03-19	2013-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.