Personnel SFC Licences and HKMA Registrations (ID 20387354)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KKR Capital Markets Asia II Limited	Rep	Advising on securities	2024-06-21	-
	Rep	Dealing in securities	2024-06-21	-
KKR CAPITAL MARKETS ASIA LIMITED	Rep	Advising on securities	2020-09-16	2024-06-20
	Rep	Dealing in securities	2020-09-08	2024-06-20
IFM Investors (HK) Limited	Rep	Dealing in securities	2018-07-20	2020-06-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.