| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-05-15 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2014-05-15 | - |
| Rep | Dealing in futures contracts | 2014-05-15 | - | |
| Rep | Dealing in securities | 2014-05-15 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-03-21 | 2014-02-14 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-21 | 2014-02-14 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-03-21 | 2014-02-14 |
No HKMA registrations in the collected records.