Personnel Hong Kong SFC License Details (ID 2039749)

Personnel Hong Kong SFC License Details (ID 2039749)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGRONG PT SECURITIES LIMITED	Rep	Advising on futures contracts	2021-07-16	-
	Rep	Advising on securities	2021-07-16	-
	Rep	Dealing in futures contracts	2021-02-03	-
	Rep	Dealing in securities	2021-02-03	-
Central China International Futures Company Limited	Rep	Dealing in futures contracts	2018-08-02	2021-01-11
Central China International Securities Co., Limited	Rep	Dealing in securities	2018-08-02	2021-01-11
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2018-04-27	2018-07-18
	Rep	Dealing in securities	2018-01-15	2018-07-18
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2014-07-16	2017-12-14
Gong Ping Futures Limited	Rep	Dealing in futures contracts	2013-03-22	2014-06-05
Gong Ping Securities Limited	Rep	Dealing in securities	2013-03-22	2014-06-05