Personnel Hong Kong SFC License Details (ID 2039853)

Personnel Hong Kong SFC License Details (ID 2039853)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Robeco Hong Kong Limited	RO	Advising on securities	2019-04-01	2020-11-18
	RO	Dealing in securities	2019-04-01	2020-11-18
	Rep	Advising on securities	2018-02-20	2019-04-01
	Rep	Dealing in securities	2018-02-20	2019-04-01
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-03-26	2014-12-31
	Rep	Asset management	2013-03-26	2014-12-31
	Rep	Dealing in securities	2013-03-26	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2013-03-26	2015-11-30
	Rep	Advising on securities	2013-03-26	2017-12-15
	Rep	Dealing in securities	2013-03-26	2017-12-15