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Li, Nicholas Chi Ho 李至豪 Hong Kong SFC License Details (ID 2039855)
Li, Nicholas Chi Ho 李至豪
SFC ID:
BBA911
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BOCI SECURITIES LIMITED
Rep
Advising on securities
2014-02-21
2014-04-16
Rep
Dealing in futures contracts
2013-03-26
2014-04-16
Rep
Dealing in securities
2013-03-26
2014-04-16