Personnel Hong Kong SFC License Details (ID 2039862)

Personnel Hong Kong SFC License Details (ID 2039862)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2020-06-22	2023-01-01
	Rep	Dealing in securities	2020-06-22	2023-01-01
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2013-03-26	2013-08-09
	Rep	Asset management	2013-03-26	2013-08-09
	Rep	Dealing in securities	2013-03-26	2013-08-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2013-03-26	2013-08-09
	Rep	Asset management	2013-03-26	2013-08-09
	Rep	Dealing in securities	2013-03-26	2013-08-09