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Xie, Yan (SFC:BBA523) 謝雁 Hong Kong SFC License Details (ID 2039865)
Xie, Yan (SFC:BBA523) 謝雁
SFC ID:
BBA523
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
KGI ASIA LIMITED
Rep
Dealing in securities
2013-03-26
2015-12-09
KGI FUTURES (HONG KONG) LIMITED
Rep
Dealing in futures contracts
2013-03-26
2015-12-09