| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PineBridge Investments Hong Kong Limited | Rep | Asset management | 2017-01-23 | - |
| Rep | Dealing in securities | 2017-01-23 | - | |
| PineBridge Investments Asia Limited | Rep | Advising on securities | 2016-06-01 | - |
| Rep | Asset management | 2016-06-01 | - | |
| Rep | Dealing in securities | 2016-06-01 | - | |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in securities | 2015-02-16 | 2016-04-08 |
| Rep | Advising on futures contracts | 2013-03-26 | 2016-04-08 | |
| Rep | Advising on securities | 2013-03-26 | 2016-04-08 | |
| Rep | Asset management | 2013-03-26 | 2016-04-08 |
No HKMA registrations in the collected records.