Personnel Hong Kong SFC License Details (ID 2042140)

Personnel Hong Kong SFC License Details (ID 2042140)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	RO	Dealing in futures contracts	2015-03-06	2024-05-22
	RO	Dealing in securities	2015-03-06	2024-05-22
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-03-27	2014-12-31
	Rep	Asset management	2013-03-27	2014-12-31
	Rep	Dealing in securities	2013-03-27	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Dealing in futures contracts	2013-03-27	2015-03-06
	Rep	Dealing in securities	2013-03-27	2015-03-06
	Rep	Advising on securities	2013-03-27	2015-07-28
	Rep	Asset management	2013-03-27	2015-07-28