Webb-site Legacy

Watanabe, Ritsuo

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2026-09-25	-
	Rep	Advising on securities	2025-09-23	2025-09-26
	Rep	Advising on securities	2025-03-28	2025-04-02
	Rep	Advising on securities	2024-10-04	2024-10-09
	Rep	Advising on securities	2023-10-13	2023-10-23
	Rep	Advising on securities	2019-10-11	2019-10-17
	Rep	Advising on securities	2019-03-22	2019-03-26
	Rep	Advising on securities	2018-10-08	2018-10-12
	Rep	Advising on securities	2018-03-29	2018-04-04
	Rep	Dealing in securities	2018-03-29	2018-04-04
	Rep	Advising on securities	2017-11-09	2017-11-17
	Rep	Dealing in securities	2017-11-09	2017-11-17
	Rep	Advising on securities	2017-10-16	2017-10-18
	Rep	Dealing in securities	2017-10-16	2017-10-18
	Rep	Advising on securities	2017-03-10	2017-03-14
	Rep	Dealing in securities	2017-03-10	2017-03-14
	Rep	Advising on securities	2016-09-29	2016-10-04
	Rep	Dealing in securities	2016-09-29	2016-10-04
	Rep	Advising on securities	2016-06-10	2016-06-14
	Rep	Dealing in securities	2016-06-10	2016-06-14
	Rep	Advising on securities	2015-10-05	2015-10-06
	Rep	Dealing in securities	2015-10-05	2015-10-06
	Rep	Advising on securities	2015-07-14	2015-07-15
	Rep	Dealing in securities	2015-07-14	2015-07-15
	Rep	Advising on securities	2015-03-17	2015-03-18
	Rep	Dealing in securities	2015-03-17	2015-03-18
	Rep	Advising on securities	2014-10-06	2014-10-07
	Rep	Dealing in securities	2014-10-06	2014-10-07
	Rep	Advising on securities	2014-03-17	2014-03-18
	Rep	Dealing in securities	2014-03-17	2014-03-18
	Rep	Advising on securities	2013-10-22	2013-10-24
	Rep	Dealing in securities	2013-10-22	2013-10-24
	Rep	Advising on securities	2013-03-27	2013-03-28
	Rep	Dealing in securities	2013-03-27	2013-03-28