Personnel SFC Licences and HKMA Registrations (ID 2042980)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVER NILE GLOBAL INVESTMENTS LIMITED	RO	Advising on corporate finance	2023-04-18	-
	Rep	Dealing in securities	2023-03-08	-
	Rep	Advising on corporate finance	2023-03-08	2023-04-18
FORTUNE FINANCIAL CAPITAL LIMITED	RO	Advising on corporate finance	2022-03-21	2023-01-19
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2021-10-27	2023-01-19
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-10-07	2022-03-21
Grande Capital Limited	Rep	Advising on corporate finance	2020-12-11	2021-09-03
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2016-03-23	2020-11-27
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2013-03-28	2020-11-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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