Personnel Hong Kong SFC License Details (ID 2042987)

Personnel Hong Kong SFC License Details (ID 2042987)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CBH Asia Limited	Rep	Advising on securities	2018-06-13	2020-01-17
	Rep	Asset management	2018-06-13	2020-01-17
	Rep	Dealing in securities	2018-06-13	2020-01-17
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2014-12-02	2015-09-12
	Rep	Dealing in futures contracts	2014-12-02	2015-09-12
	Rep	Advising on securities	2014-10-08	2015-09-12
	Rep	Dealing in securities	2014-10-08	2015-09-12
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-03-28	2014-09-13