Personnel Hong Kong SFC License Details (ID 2044291)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2018-12-06	2021-05-04
	Rep	Dealing in securities	2018-12-06	2021-05-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-04-24	2018-09-22
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2013-04-02	2013-11-01
	Rep	Dealing in futures contracts	2013-04-02	2018-09-22
	Rep	Dealing in securities	2013-04-02	2018-09-22