Personnel Hong Kong SFC License Details (ID 2044292)

Personnel Hong Kong SFC License Details (ID 2044292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2019-07-18	2025-11-12
	Rep	Advising on securities	2019-07-18	2025-11-12
	Rep	Dealing in securities	2019-07-18	2025-11-12
	RO	Advising on corporate finance	2018-08-01	2019-07-18
	RO	Advising on securities	2018-08-01	2019-07-18
	RO	Dealing in securities	2018-08-01	2019-07-18
	Rep	Advising on corporate finance	2013-04-02	2018-08-01
	Rep	Advising on securities	2013-04-02	2018-08-01
	Rep	Dealing in securities	2013-04-02	2018-08-01