Personnel SFC Licences and HKMA Registrations (ID 2044300)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Advising on securities	2025-11-13	-
	Rep	Asset management	2025-11-13	-
	Rep	Dealing in securities	2025-11-13	-
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2018-05-24	2025-09-05
	Rep	Advising on securities	2018-05-15	2025-09-05
	Rep	Dealing in securities	2018-05-15	2025-09-05
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2016-03-16	2018-04-18
	Rep	Advising on securities	2016-02-05	2018-04-18
Towers Watson Investment Services Hong Kong Limited	Rep	Advising on securities	2013-04-02	2016-01-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.