Personnel Hong Kong SFC License Details (ID 2046002)

Personnel Hong Kong SFC License Details (ID 2046002)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROCKPOOL CAPITAL LIMITED	Rep	Advising on securities	2019-12-27	2022-06-30
	Rep	Asset management	2019-12-27	2022-06-30
	Rep	Dealing in securities	2019-12-27	2022-06-30
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2014-03-24	2019-06-03
	Rep	Dealing in futures contracts	2014-03-24	2019-06-03
	Rep	Advising on futures contracts	2013-04-05	2014-03-09
	Rep	Advising on securities	2013-04-05	2014-03-09
	Rep	Dealing in futures contracts	2013-04-05	2014-03-09
	Rep	Dealing in securities	2013-04-05	2014-03-09