Personnel SFC Licences and HKMA Registrations (ID 20466)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEA Union Investment Management Limited	RO	Advising on securities	2006-08-17	-
	RO	Asset management	2006-08-17	-
	RO	Dealing in securities	2006-08-17	-
ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2003-12-05	2008-07-31
	RO	Asset management	2003-12-05	2008-07-31
	RO	Dealing in securities	2003-12-05	2008-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.