Personnel SFC Licences and HKMA Registrations (ID 2047143)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2024-12-16	-
	Rep	Advising on corporate finance	2023-03-21	2024-12-16
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2023-03-21	-
SPDB International Capital Limited	Rep	Advising on corporate finance	2021-06-02	2023-02-10
	Rep	Dealing in securities	2021-06-02	2023-02-10
Silk Road International Capital Limited	Rep	Advising on corporate finance	2019-06-04	2021-05-07
	Rep	Advising on securities	2019-06-04	2021-05-07
	Rep	Dealing in securities	2019-06-04	2021-05-07
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2017-11-30	2019-05-05
	Rep	Dealing in securities	2017-11-30	2019-05-05
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2017-11-30	2019-05-05
	Rep	Dealing in securities	2016-03-17	2017-06-30
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2015-10-30	2017-06-30
VBG Capital Limited	Rep	Advising on corporate finance	2013-09-24	2015-10-16
Joy Silver Limited	Rep	Advising on corporate finance	2013-04-08	2013-09-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.