Personnel SFC Licences and HKMA Registrations (ID 2048319)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Darkhorse Wealth Management Limited	RO	Advising on securities	2024-01-23	-
	RO	Asset management	2024-01-23	-
	RO	Dealing in securities	2024-01-23	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-08-01	2018-08-29
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-08-01	2018-08-29
	Rep	Dealing in securities	2016-08-01	2018-08-29
	Rep	Dealing in futures contracts	2013-12-30	2015-12-04
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-04-09	2015-12-04
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-04-09	2015-12-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.