Personnel SFC Licences and HKMA Registrations (ID 2049285)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Securities (Hong Kong) Limited	RO	Dealing in futures contracts	2022-09-26	-
	RO	Dealing in securities	2022-09-26	-
	Rep	Dealing in futures contracts	2019-11-14	2022-09-26
	Rep	Dealing in securities	2019-11-14	2022-09-26
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2013-04-10	2013-04-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.