Personnel Hong Kong SFC License Details (ID 2049303)

Personnel Hong Kong SFC License Details (ID 2049303)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2022-11-18	2022-11-28
	Rep	Dealing in securities	2018-11-09	2018-11-19
	Rep	Dealing in securities	2018-02-01	2018-02-08
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2013-08-20	2017-04-28
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2013-04-10	2013-09-23
	Rep	Dealing in securities	2013-04-10	2017-04-28
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-04-10	2017-04-28
	Rep	Dealing in securities	2013-04-10	2017-04-28