Personnel Hong Kong SFC License Details (ID 2049336)

Personnel Hong Kong SFC License Details (ID 2049336)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2022-12-19	-
	Rep	Asset management	2022-12-19	-
	Rep	Dealing in securities	2022-12-19	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Advising on securities	2019-10-30	2022-09-06
	RO	Asset management	2019-10-30	2022-09-06
	RO	Dealing in securities	2019-10-30	2022-09-06
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-10-30	2022-09-06
	RO	Dealing in securities	2019-10-30	2022-09-06
	RO	Asset management	2017-06-20	2022-09-06
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2015-07-22	2019-10-30
	Rep	Dealing in securities	2015-07-22	2019-10-30
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-07-22	2019-10-30
	Rep	Dealing in securities	2015-07-22	2019-10-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2013-05-09	2019-10-30
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-04-11	2017-06-20