Personnel Hong Kong SFC License Details (ID 2049343)

Personnel Hong Kong SFC License Details (ID 2049343)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-01-20	2023-03-21
	Rep	Dealing in securities	2021-01-20	2023-03-21
Fosun International Securities Limited	RO	Asset management	2019-02-11	2020-12-11
	Rep	Asset management	2018-09-20	2019-02-11
	Rep	Advising on securities	2018-09-20	2020-12-11
	Rep	Dealing in securities	2018-09-20	2020-12-11
Splentide Capital Limited	Rep	Advising on securities	2016-09-19	2018-08-24
	Rep	Asset management	2016-09-19	2018-08-24
	Rep	Dealing in securities	2016-09-19	2018-08-24
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2015-06-25	2016-08-17
	Rep	Advising on securities	2013-04-11	2016-08-17
	Rep	Dealing in securities	2013-04-11	2016-08-17