Personnel Hong Kong SFC License Details (ID 2049346)

Personnel Hong Kong SFC License Details (ID 2049346)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Hong Kong Securities Limited	Rep	Advising on corporate finance	2023-01-11	2023-07-28
REDWOOD ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-07-13	2021-12-31
	Rep	Asset management	2021-07-13	2021-12-31
	Rep	Dealing in securities	2021-06-29	2021-12-31
VMS Securities Limited	Rep	Advising on corporate finance	2017-11-21	2021-05-28
	Rep	Dealing in securities	2017-11-21	2021-05-28
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-04-11	2013-07-29
	Rep	Dealing in securities	2013-04-11	2013-07-29